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December 10th, 2020

SPACs Are 2020’s Hot New Investment … But What Are They?

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Mike J. from Cambridge, MA asks: Hello Mitch, I’ve been reading a lot lately about Special Purpose Acquisition Companies, and was thinking about investing in one. Curious to hear your thoughts on them, maybe some pros and cons, etc. Thank you.

Mitch’s Response:

Thanks for writing, Mike. Special purpose acquisition companies (SPACs) have been the talk of the town in 2020, with a record amount of deal-making and heightened investor interest. I’m glad you asked about them. There have been an increasing number of first-time SPAC investors this year, and I’m concerned that some folks are not doing enough research and due diligence before investing.

Let me start by explaining what SPACs are, for readers who may not be familiar. SPACs have also been called “blank check companies,” as they are essentially shell companies formed to raise enormous amounts of cash. SPACs raise the cash in order to then target and acquire companies—often start-ups with flashy new products and growth profiles—with the ultimate goal of taking the company public at windfall-generating valuations.1

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9 of the Biggest Financial Mistakes to Avoid When Planning Your Retirement

It’s important for investors to take their time when considering future financial situations. Trying to find a one-size-fits-all strategy for investing could lead to future mistakes. When planning for your retirement, questions may spark – What does the future look like for me? What mistakes can I avoid?

See what we believe are the biggest mistakes investors make when planning for their financial future and how to avoid them with our guide, “9 Retirement Mistakes to Avoid.”

If you have $500,000 or more to invest and want to learn more, click on the link below:

Learn About the 9 Retirement Mistakes to Avoid!2

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The appeal of SPACs is the same type of appeal that draws investors to the IPO markets: the possibility of fast, outsized returns gained from investing in a small start-up or a company with major growth potential. But on the other side of the SPAC coin is what investors should expect to find – high risk.

For one, start-ups and other companies that go public via SPACs don’t face the same constraints as traditional IPOs, particularly in the realm of financial disclosures and projections. For instance, companies that go public via SPACs often tout wildly positive growth expectations, but traditional IPOs would be sued by the federal government for doing the same thing.

Here’s a case-in-point for you: through mid-November, SPACs had announced 71 deals with target companies (a record). But upon closer examination, you find that 15 of these SPAC companies made no revenue last year. One recent, noteworthy deal involved an electric-vehicle maker named Fisker Inc, which went public in October via a SPAC with a $4 billion market capitalization. The company projected it would make over $13 billion in revenue by 2025. These are huge numbers, but guess what – to date, Fisker hasn’t generated a penny of revenue. Long-time readers of my columns know this isn’t the type of investment I’m very interested in.

What’s more, SPACs do not have a very good record of delivering returns. Of the 107 SPACs that have gone public since 2015, their stock’s average return has been about 1.5%. Over the same period, companies that went public via IPO sport an average return of 49%. 2020 has been a much better year for SPACs, to be sure, with the year-to-date average return hovering around 17%. Maybe this is where a lot of the interest is coming from today. But I’d urge readers to understand what you’re buying, and to take extra time to scrutinize what valuation you’re paying for future cash flows. In some cases, a SPAC investment may mean investing in companies that have yet to generate positive cash flows. That’s not a very sound long-term strategy, in my view.

One mistake we have seen investors make is focusing on short-term movements without paying attention to key details or the long-term outlook. We advise you to not fall prey to this mistake.

There are common mistakes and habits that we believe can help some investors succeed while others fail. To help you understand some of these mistakes and how to avoid them, we have created the guide, “9 Retirement Mistakes to Avoid.”4

In this guide, we provide our thoughts on what we believe are 9 of the biggest retirement mistakes investors should avoid. If you have $500,000 or more to invest and want to learn more, click on the link below:

Disclosure

1Forbes. November 19, 2020. https://www.forbes.com/sites/antoinegara/2020/11/19/the-looming-spac-meltdown/?sh=3127e64770d7

2 ZIM may amend or rescind the free guide “9 of the biggest retirement mistakes investors should avoid” for any reason and at ZIM’s discretion.

3 ZIM may amend or rescind the free guide “9 of the biggest retirement mistakes investors should avoid” for any reason and at ZIM’s discretion.

DISCLOSURE

Past performance is no guarantee of future results. Inherent in any investment is the potential for loss.

Zacks Investment Management, Inc. is a wholly-owned subsidiary of Zacks Investment Research. Zacks Investment Management is an independent Registered Investment Advisory firm and acts as an investment manager for individuals and institutions. Zacks Investment Research is a provider of earnings data and other financial data to institutions and to individuals.

This material is being provided for informational purposes only and nothing herein constitutes investment, legal, accounting or tax advice, or a recommendation to buy, sell or hold a security. Do not act or rely upon the information and advice given in this publication without seeking the services of competent and professional legal, tax, or accounting counsel. Publication and distribution of this article is not intended to create, and the information contained herein does not constitute, an attorney-client relationship. No recommendation or advice is being given as to whether any investment or strategy is suitable for a particular investor. It should not be assumed that any investments in securities, companies, sectors or markets identified and described were or will be profitable. All information is current as of the date of herein and is subject to change without notice. Any views or opinions expressed may not reflect those of the firm as a whole.

Any projections, targets, or estimates in this report are forward looking statements and are based on the firm’s research, analysis, and assumptions. Due to rapidly changing market conditions and the complexity of investment decisions, supplemental information and other sources may be required to make informed investment decisions based on your individual investment objectives and suitability specifications. All expressions of opinions are subject to change without notice. Clients should seek financial advice regarding the appropriateness of investing in any security or investment strategy discussed in this presentation.

Certain economic and market information contained herein has been obtained from published sources prepared by other parties. Zacks Investment Management does not assume any responsibility for the accuracy or completeness of such information. Further, no third party has assumed responsibility for independently verifying the information contained herein and accordingly no such persons make any representations with respect to the accuracy, completeness or reasonableness of the information provided herein. Unless otherwise indicated, market analysis and conclusions are based upon opinions or assumptions that Zacks Investment Management considers to be reasonable. Any investment inherently involves a high degree of risk, beyond any specific risks discussed herein.

The S&P 500 Index is a well-known, unmanaged index of the prices of 500 large-company common stocks, mainly blue-chip stocks, selected by Standard & Poor’s. The S&P 500 Index assumes reinvestment of dividends but does not reflect advisory fees. The volatility of the benchmark may be materially different from the individual performance obtained by a specific investor. An investor cannot invest directly in an index.

Questions posed are for demonstrative and informational purposes only and may not reflect the views of current clients or any one individual.
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