Private Client Group

November 3rd, 2018

What Can You Expect from Volatility, Inflation & Tech Regulation?

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U.S. Stocks appear to have bounced back before entering correction territory, but could 2019 be more inflationary then we thought? Read on to get the details…

Remember that Volatility Works Both Ways – October was far from a pretty month for stocks, as downside volatility took hold early in the month and the S&P 500 shed -7.3% by October 31st. The tech-heavy Nasdaq fared even worse, falling -9.2% and posting its worst month in 10 years. But while many in the investment world were feeling fatigue over bid down days in the stock market, this week served as a reminder that volatility works both ways – as U.S. stocks broadly bounced back before actually crossing into correction territory. Whether it was relief over solid earnings, renewed optimism that a trade resolution is a possibility with China, or perhaps a sign that investors were comfortable “buying the dip,” stocks posted some meaningful up-days this week.1

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What are 5 of the biggest financial mistakes you need to avoid?

Looking back with hindsight, it is clear to see that panicking in October would have been a mistake in our view. Still when the market declines and moves close to correction territory, many times panicked investors are knee-jerked into selling stocks in an attempt to ward off further losses.

This is just one of the most common mistakes we see. Learn about more mistakes and how to avoid them with our guide, “5 Investment Do’s and ‘Don’ts”

If you have $500,000 or more to invest and want to learn more, click on the link below:

Learn About the 5 Do’s and Don’ts of Investing!2

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A Sign the Fed isn’t All About Tightening – the Federal Reserve voted 3 to 1 this week to ease regulations on large and mostly regional banks, in its latest move to soften the regulatory burden placed on banks following the 2008 global financial crisis. Under the Fed’s approved rollbacks, regional lenders would be fully released from certain capital and liquidity requirements or could see those requirements significantly reduced. Among the specific rule rollbacks would be eliminating the so-termed liquidity coverage ratio and giving banks more flexibility in how they treat gains and losses in their securities portfolios. Stress tests could also be performed less frequently based on the new terms. The rollbacks mostly apply to banks with assets between $100 billion and $250 billion, including names like Capital One Financial, BB&T, SunTrust Banks, and U.S. Bancorp. It follows that the largest banks, like J.P. Morgan and Bank of America, did not think the rollbacks went far enough.3

Knock-Knock. Who’s There? Inflation! Earnings season revealed a bit more than revenues, sales, and top and bottom lines in Q3, as many corporations – particularly in the retail sector – used quarterly conference calls to unveil plans to raise prices on goods. Clorox Co. stated it would raise prices on a range of products extending all the way out to things like cat litter, while other major companies like Coca-Cola and major airlines echoed similar plans. According to Kellogg Co. CEO Steve Cahillane, “2019 will be more inflationary than we have seen historically since the recession.” This is just one opinion, and it should be noted that inflation has been quite low throughout the current expansion. But the stories still point to a general consensus that prices may start to feel upward pressure in the coming quarters as a result of tariffs and upward pressure on costs and wages. The return of above-target inflation (2%) could put the Federal Reserve in an even more difficult position looking ahead.4

Tech Regulation Finds a New Home in the U.K. – the United Kingdom is moving into unchartered territory in their treatment of technology companies, with a new plan released this week that would levy a tax on technology companies’ “locally-generated revenue” by 2020. The U.K.’s proposal is considered, according to the Wall St. Journal, “the most concrete attempt yet by an industrialized nation to rewrite the world’s tax code for the digital era.” The central issue that the U.K. seeks to address is how foreign governments can collect tax on (mostly) U.S. technology companies whose global footprint and digital revenue models often combine to allow them to skirt paying taxes outside their home jurisdiction. Targeted would be companies with global revenues of at least ~$650 million whose services range from search engines (Google), social-media platforms (Facebook and Twitter), and online marketplaces (Amazon). Big tech firms and other multinationals criticized the law stating that a hodgepodge of rules that vary by country would hurt small firms and stifle competition, in addition to leading to double taxation of corporate profit. The U.K.’s move comes at a time that the market is increasingly watching for new regulation to come bearing down on technology companies, which have been under fire for issues relating to privacy and improper data collection and use.5

We can’t predict or control the outcomes of these news stories, but investors can stay focused on making sure their own actions help guide their investments to succeed. One way to do this is not to fall prey to common investing mistakes.

There are common mistakes and habits that can help some investors succeed while others fail. To help you understand some of these habits, we have created the guide, “5 Investment Do’s and Don’ts.”6

In this guide, we provide our thoughts on what we believe are 5 of the biggest financial mistakes investors should avoid, while also examining 5 financial habits that we think can help you invest successfully and with confidence. If you have $500,000 or more to invest and want to learn more, click on the link below:

Disclosure

1 The Wall Street Journal, October 31, 2018. https://www.wsj.com/articles/octobers-market-rout-leaves-investors-with-no-place-to-hide-1540978259

2 ZIM may amend or rescind the “5 Investment Do’s and Don’ts” guide for any reason and at ZIM’s discretion.

3 The Wall Street Journal, October 31, 2018. https://www.wsj.com/articles/fed-set-to-propose-looser-rules-for-large-u-s-banks-1540995057?mod=djem10point

4 The Wall Street Journal, October 31, 2018. https://www.wsj.com/articles/companies-raise-prices-betting-consumers-can-pay-more-1540978200?mod=djem10point&tesla=y

5 The Wall Street Journal, October 29, 2018. https://www.wsj.com/articles/u-k-to-roll-out-developed-worlds-first-digital-tax-1540831931?mod=djem10point

6 ZIM may amend or rescind the “5 Investment Do’s and Don’ts” guide for any reason and at ZIM’s discretion.

DISCLOSURE

Past performance is no guarantee of future results. Inherent in any investment is the potential for loss.

Zacks Investment Management, Inc. is a wholly-owned subsidiary of Zacks Investment Research. Zacks Investment Management is an independent Registered Investment Advisory firm and acts as an investment manager for individuals and institutions. Zacks Investment Research is a provider of earnings data and other financial data to institutions and to individuals.

This material is being provided for informational purposes only and nothing herein constitutes investment, legal, accounting or tax advice, or a recommendation to buy, sell or hold a security. Do not act or rely upon the information and advice given in this publication without seeking the services of competent and professional legal, tax, or accounting counsel. Publication and distribution of this article is not intended to create, and the information contained herein does not constitute, an attorney-client relationship. No recommendation or advice is being given as to whether any investment or strategy is suitable for a particular investor. It should not be assumed that any investments in securities, companies, sectors or markets identified and described were or will be profitable. All information is current as of the date of herein and is subject to change without notice. Any views or opinions expressed may not reflect those of the firm as a whole.

Any projections, targets, or estimates in this report are forward looking statements and are based on the firm’s research, analysis, and assumptions. Due to rapidly changing market conditions and the complexity of investment decisions, supplemental information and other sources may be required to make informed investment decisions based on your individual investment objectives and suitability specifications. All expressions of opinions are subject to change without notice. Clients should seek financial advice regarding the appropriateness of investing in any security or investment strategy discussed in this presentation.

Certain economic and market information contained herein has been obtained from published sources prepared by other parties. Zacks Investment Management does not assume any responsibility for the accuracy or completeness of such information. Further, no third party has assumed responsibility for independently verifying the information contained herein and accordingly no such persons make any representations with respect to the accuracy, completeness or reasonableness of the information provided herein. Unless otherwise indicated, market analysis and conclusions are based upon opinions or assumptions that Zacks Investment Management considers to reasonable. Any investment inherently involves a high degree of risk, beyond any specific risks discussed herein.
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